General corruption risk approaches applicable to the health sector Overview of actors

(2) Tools to identify, track and measure corruption risks and corruption (UNDP 2011a: 47).

ANNEX 1. OVERVIEW OF KEY TOOLS TO IDENTIFY, TRACK AND MEASURE CORRUPTION RISKS AND CORRUPTION    
Area Issue Tools to identify and track problems
General Cross-cutting Vulnerability to corruption assessments
Value chain analysis
Sectoral accountability assessment
Analysis of governance in health care systems
Budget And Resource Management Budget processes Public Expenditure and Financial Accountability
Focus groups and interviews with public officials, recipient institutions, and civil society
Payroll leakages Public expenditure tracking surveys and reviews
Household surveys
Focus groups with public officials and health workers
In-kind leakages Public expenditure tracking surveys
Quantitative service delivery surveys
Facility surveys
Focus groups with public officials, recipient institutions, and health workers
Individual Providers  Job purchasing Official administrative records combined with facility surveys
Interviews with public officials and former officials
Governance and anti-corruption country diagnostic surveys
Health worker absenteeism Quantitative service delivery surveys
Surprise visits
Direct observation
Facility records
Focus groups on interviews with facility heads and patients
Informal Payments  Informal Payments Household surveys (e.g., World Bank living standards measurement surveys and demographic and health surveys)
Facility exit surveys and score cards
Focus groups/interviews with providers/patients and health staff
Governance and anti-corruption country diagnostic surveys (World Bank)
Corruption Perceptions & Experience Perceptions of Corruption Governance and anti-corruption country diagnostic surveys (World Bank)
National level perception surveys by CSOs and others
Experience with corruption AfroBarometer, LatinBarometer, EuroBarometer, national experience-based surveys
Patient satisfaction surveys and report cards
Focus group surveys/studies

Source: Hussmann, K(2010). Adapted from Lewis, M., & Pettersson, G. (2009). ”Governance in health care delivery: raising performance”. World Bank Policy Research Working Papers 5074.UNDP 2011a: 47
Table. Overview of Key Tools to Identify, Track and Measure Corruption Risks and Corruption